Trade Surveillance Opportunity in Mumbai, Mumbai - 1312509

The primary responsibility of the candidate is to perform Equities, Fixed Income and Currency surveillance by using the relevant surveillance systems and tools in analyzing relevant facts.

– Daily analysis & investigation of alerts generated by an Automated Trade Surveillance solution, across Equities, Fixed Income, FX and Derivatives covering Market Abuse and Insider Dealing behaviors for allocated jurisdictions.
– Investigate in depth matters identified with a minimum level of supervision to determine whether violations of exchange rules or trade behavior warrant escalation to country Markets Compliance for appropriate action
– Produce surveillance reports and analysis within the standard turnaround time with proper documentation and reporting of findings of alerts investigations, follow-ups and escalations.